JD Supra14d
Top 5 SEC Enforcement Developments for January 2025
On January 17, 2025, a few days before the presidential inauguration, the SEC reported a record-breaking first quarter of fiscal year 2025 ...
JD Supra13d
SEC Settles Enforcement Proceedings Against Quantitative Hedge Fund Manager for Alleged Algorithmic Model Vulnerabilities
On January 16, 2025, the SEC announced the settlement of administrative proceedings brought against a hedge fund manager that ...
The Star7d
OpenAI whistleblowers ask SEC to investigate alleged restrictive non-disclosure agreements
The whistleblowers requested the SEC to fine OpenAI for each improper agreement made to the extent the agency deemed appropriate. An SEC spokesperson said in an emailed statement that it does not ...